Description
The Financial Planning Associate interacts with Financial Representative teams and FPS team members to complete investment paperwork and analysis tasks for their clients.
Roles and Responsibilities
• Complete, submit, and track new account investment paperwork
• Interpret and input client information into financial planning software
• Complete brokerage mutual fund trades
• Execute Asset Movement tasks, i.e. journals and ACH
• Assist with service-related tasks for client investment accounts
• Assign tasks to team members as tasks are requested
• Create Investment Policy Statements for investment advisory accounts using Envestnet
• Provide Morningstar reports for client portfolios
• Tackle any other service and operational tasks that surface with help from teammates
Qualifications - Required
• Strong analytical, problem solving, and written and verbal communication skills, with the ability to work well with others
• Strong organizational and time management skills with the ability to set priorities and meet deadlines
• Strong attention to detail, accuracy and reliability with the ability to thrive in a fastpaced environment
Qualifications – Recommended:
• Past brokerage / investment account opening experience
• Life, Accident & Health insurance licenses
• Associate Financial Representative contract
• Bachelor’s Degree in business, finance and/or equivalent work experience
• Series 6 or 7, and 63
Job Type: Full-time